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REGULATION BEST INTEREST FAQ's
CLIENT RELATIONSHIP SUMMARY
2.Business Continuity Plan

Monmouth Capital Management, LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us

If after a significant business disruption, you cannot contact us via email, you should call our main telephone number at 732-702-5337. Our alternative phone number is 917-715-9883

Our Business Continuity Plan

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing Investors to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical bank, regulatory, and business constituent impact; and regulatory reporting.

Varying Disruptions

Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 4 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area and recover and resume business within 24 hours. In either situation, we plan to continue in business, transfer operations to our clearing firm if necessary, and notify you through our customer emergency number on how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.

For more information

If you have questions about our business continuity planning, you can contact us at 732-702-5337.

3. Privacy Notice

Monmouth Capital Management, LLC (‘firm”, “we”, “our”) is committed to protecting your privacy and the confidentiality of your personal and financial information. The measures we take to keep your personal information private and secure are outlined below.

Information We Collect

In providing services to you, we collect, retain, and use information about you to serve your financial needs, inform you of products and services that may be of interest, and administer our relationship to you. This information, known as non-public information, may be collected from several sources, including: applications and other forms you file with us, records of transactions and past activities with us, third parties with whom we business relationships to verify your identity and information,and third parties such as consumer reporting agencies. This information includes, among other things, financial status information (i.e. net worth, assets, and tax information); personal identifying information (i.e. social security number and tax identification numbers); investment objectives, risk tolerance, and experience; and past transaction history

How We Protect Your Information

We use procedural physical and electronic system safeguards to store and secure information about you in compliance with federal standards. Our systems protect your information from unauthorized access, alteration, and destruction. Access is only permitted to those individuals within our firm who need the information to perform their job responsibilities and those third parties with whom we use to provide the operations and services to carry out our business. Any such third party with whom we have a business relationship that will access to non-public information are required to adhere to your privacy policy.

Sharing of Information

We do not sell your personal information to anyone or any entity for marketing purposes or otherwise. We do not disclose your personal information to non-affiliated third parties except for the following reasons. We share information about you to: 1) affiliates; 2) to service providers that assist us in processing your transactions; 3) to provide services and conduct our operations, and 4) under those circumstances as permitted or required by law. Information that may be shared is all the informationdescribed under the section “Information We Collect

Our Policy Concerning Former Customers

If you decide to cease conducting business with us, we will adhere to the privacy policies and practices as described in this notice. We reserve the right to change this policy at any time and you will be notified if any changes occur.

How Can I Limit the Sharing of Information?

If for any reason at any time in the future, we find it necessary to disclose any of your personal information in a way that is inconsistent with this policy, we will give you advance notice of the proposed change and the opportunity to opt of such disclosure. Should you wish to limit the information that is shared as outlined in this policy, you can call 804-267-7400. For any joint accounts, your choices will apply to every joint accountholder.

How to Obtain More Information

You can call 732-702-5337 for any questions about our privacy policy.

Securities offered through Monmouth Capital Management MCM. Member FINRA/SIPC. Renascence Capital is an independent affiliate of MCM. 101 Crawfords Corner Road Holmdel, NJ 07733. Ph. 732.702.5337